IMPORTANT REGULATORY INFORMATION

The content of this promotion has not been approved by an authorised person within the meaning of the Financial Services and Markets 2000. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or assets invested.

This financial promotion is exempt from the general restriction (in section 21 of The Financial Services And Markets Act 2000 (Financial Promotions) Order 2005) on the communication of invitations or inducements to engage in investment activity on the grounds that you are a:  

  • Certified High Net Worth Investor or,
  • Certified Sophisticated Investor or,
  • Self-Certified Sophisticated Investor or,
  • Members of an association of High Net Worth or Sophisticated Investors.

The content of this promotion has not been approved by an authorised person within the meaning of the Financial Services and Markets 2000. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or assets invested.

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Understand your investor qualifying status

Investor Qualification Descriptions

High Net Worth Investor

I make this statement so I can receive promotional communications exempt from the restriction of promotion of non-readily realisable securities relating to certified high net worth investors. I declare I qualify as such because at least one of the following applies to me throughout the last financial year:

  • I had during the financial year immediately preceding the date below an annual income to the value of £100,000 (one hundred thousand pounds) or more. This excludes money withdrawn from my pension (except where the withdrawals are used directly for income in retirement;
  • I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 (two hundred and fifty thousand pounds) or more.

Net assets for these purposes do not include:

  • the property which is my primary residence, or any loan secured on that residence;
  • any rights of mine under a qualifying contract of insurance or pension which are payable on the termination of my service, or on my death or retirement, and to which I am (or my dependants are), or may be, entitled; or
  • any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I understand that by being a self-certified high net worth individual this means:

  • I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  • The content of such financial promotions may not conform to rules issues by the Financial Conduct Authority;
  • By signing this statement I may lose significant rights;
  • I may have no right to complain to either of the following:
  • the Financial Conduct Authority; or
  • the Financial Ombudsman Scheme

I may have no right to seek compensation from the Financial Services Compensation Scheme. I accept that the investments to which the promotions will relate may expose me to significant risk of losing all of the money or other property invested and I am aware that it is open to me to seek advice from someone who specialises in advising on this kind of investment.

Self-Certified Sophisticated Investor

I declare I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-readily realisable securities. I understand this means I can receive promotional communications that may not have been approved by a person authorised by the Financial Conduct Authority which relate to investments in non-readily realisable securities. I am a self-certified sophisticated investor because at least one of the following applies:

  • I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  • I have made more than one investment in an unlisted company in the two years prior to the date below;
  • I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  • I am currently or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.